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Debra Beth Felberbaum

Advisors Asset Management, Inc.

Princeton, NJ

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Current Employers
Advisors Asset Management, Inc.

18925 Base Camp Road Suite 203, Monument, CO 80132 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-09-07
  • NJ RA
    APPROVED
    Since 2023-09-07

Branch Locations

300 Carnegie Center Suite 100, Princeton, NJ 08540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Weehawken NJ 09/2007 07/2018
Pershing Llc Jersey City NJ 03/2019 08/2023
Unemployed Harrington Park NJ 08/2018 02/2019
Lockwood Advisors Inc. Jersey City NJ 04/2023 06/2023
Bny Mellon Advisors, Inc Pennignton NJ 06/2023 08/2023
Advisors Asset Management, Inc Monument CO 09/2023 Present
  • 09/2007 → 07/2018
    Ubs Financial Services Inc.
    Weehawken, NJ
  • 03/2019 → 08/2023
    Pershing Llc
    Jersey City, NJ
  • 08/2018 → 02/2019
    Unemployed
    Harrington Park, NJ
  • 04/2023 → 06/2023
    Lockwood Advisors Inc.
    Jersey City, NJ
  • 06/2023 → 08/2023
    Bny Mellon Advisors, Inc
    Pennignton, NJ
  • 09/2023 → Present
    Advisors Asset Management, Inc
    Monument, CO
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-07-13
  • S63 Uniform Securities Agent State Law Examination
    2012-07-13
Designations
Other Names
  • Debra Beth Fisherman
  • Debra Beth Felberbaum
  • Debra Fisherman
  • Debra Felberbaum

View on SEC IAPD

Other Firms

BLACKROCK INVESTMENT MANAGEMENT, LLC
SONGBIRD CAPITAL, LLC
J.P. MORGAN SECURITIES LLC
SYSTEMATIC ALPHA INVESTMENTS, LLC
PNC WEALTH MANAGEMENT LLC
RBC CAPITAL MARKETS, LLC
WATERMARK GROUP, INC.
PRINCETON EQUITY GROUP

Other Investors

DAVID WILLIAM SMITH
JOHN FRANCIS RYAN
ERICA DORAY SEREMETA
DUANE THOMAS LIEDL
MANUEL DAVID SEIDNER
RICHARD DALE WOLFE
MICHAEL JON HEILBRONN
ANGELA MARIE LIBRIZZI

Other Offices

BLACKROCK INVESTMENT MANAGEMENT, LLC · PRINCETON, NJ
SONGBIRD CAPITAL, LLC · PRINCETON, NJ
J.P. MORGAN SECURITIES LLC · Princeton, NJ
SYSTEMATIC ALPHA INVESTMENTS, LLC · PRINCETON, NJ
PNC WEALTH MANAGEMENT LLC · PRINCETON, NJ
RBC CAPITAL MARKETS, LLC · Princeton, NJ
WATERMARK GROUP, INC. · PRINCETON, NJ
PRINCETON EQUITY GROUP · PRINCETON, NJ

More in Princeton, NJ

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