Patrick Joseph Clifford

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2012 → 11/2016
  Wells Fargo Advisors Llc
  Tyler, TX
• 11/2016 → 01/2022
  Wells Fargo Clearing Services, Llc
  Tyler, TX
• 01/2022 → Present
  Lpl Financial, Llc
  Tyler, TX

Previous Registrations

• 2012-01-13 → 2022-01-20
  Wells Fargo Clearing Services, Llc
  Tyler, TX
• 2009-06-01 → 2012-02-10
  Morgan Stanley
  Tyler, TX
  Tyler, TX
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Tyler, TX
• 2006-09-08 → 2007-04-02
  Morgan Stanley Dw Inc.
  Tyler, TX
• 2002-06-04 → 2006-09-21
  Ubs Financial Services Inc.
  Tyler, TX
  Tyler, TX

Other Businesses

1) 1/2022 - DBA for LPL Business (entity for LPL business) - Clifford Lewis Private Wealth - Investment Related - 100% - Tyler, TX 75703 2) 07/20/2023 - Ash Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date - 07/15/2022 - 5 Hours Per Month/1 Hours During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  2002-05-30

Other Names

• Pat Clifford
• Patrick J Clifford