Lisa Michele Evans

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2015-02-20

CA RA
APPROVED

Since 2015-02-20

Branch Locations

Calabasas, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Calabasas	CA	02/2015	Present

02/2015 → Present

Lpl Financial Llc

Calabasas, CA

Previous Registrations

2009-02-24 → 2015-02-20

Northwestern Mutual Investment Services, Llc

Woodland Hills, CA

Woodland Hls, CA

Other Businesses

1. 02/19/2015 - Evans Financial Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 1/15/2015 - Time Spent 100%.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-02-21
S63	Uniform Securities Agent State Law Examination	2003-05-06

S65 Uniform Investment Adviser Law Examination

2009-02-21
S63 Uniform Securities Agent State Law Examination

2003-05-06

Designations

Other Names

Lisa M Mejia
Lisa M Evans

View on SEC IAPD