Jeffrey David Brecht

Current Employers

Employment History

• 01/2009 → Present
  Sagepoint Financial, Inc
  Bedford, TX
• 09/2023 → Present
  Osaic Wealth, Inc.
  Round Rock, TX

Previous Registrations

• 2008-09-03 → 2023-09-01
  Osaic Services, Inc.
  Cedar Park, TX
  Austin, TX
  Bedford, TX
  Cedar Park, TX
  Austin, TX
  Round Rock, TX

Other Businesses

1. LIFE INSURANCE; THE PENN MUTUAL LIFE INSURANCE COMPANY, ACTIVITY- LIFE INSURANCE PRODUCT SALES 2. IAR WITH RIA CORPORATE, SAGEPOINT FINANCIAL INC. ; ACTIVITY- INVESTMENT ADVISORY SERVICES 3. LCOC POSITION: Regional Director NATURE: The LCOC is a social club and is organized as described in IRC 501(c)(7), "organized for pleasure, recreation, and other nonprofitable purposes." INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2018 ADDRESS: P.O. Box 1715, Maple Grove MN 55311-6715, United States DESCRIPTION: General planning of social activities, attending national/regional board meetings and regional meets, promoting membership in the Lincoln and Continental Owners car Club (LCOC). 4. BUSINESS NAME: TOTAL WINE & MORE INVESTMENT RELATED: NO ADDRESS: 11066 PECAN PARK, STE 117 CEDAR PARK, TX 78613 POSITION: SEASONAL TEMPORARY/CASHIER START DATE: 11/12/2016 HOURS: 40 SECURITY HOURS: 0 BRIEF DESCRIPTION OF DUTIES: FRONT END TEAM MEMBER; PRIMARY RESPONSIBILITIES ARE TO DELIVER FAST AND FRIENDLY CUSTOMER EXPERIENCE AT THE REGISTER WHILE ENSURING THAT ALL TRANSACTIONS ARE ACCURATE AND ERROR FREE. FETMS ARE ACCOUNTABLE FOR ADD ON SALES, MAINTAINING A NEAT AND ORDERLY REGISTER AREA, A BALANCED REGISTER DRAWER, AND MAKING SURE ALL CUSTOMERS ARE OVER AGE 21. 5. TOTAL WINE & MORE POSITION: Seasonal Temporary/Cashier NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 11/12/2016 ADDRESS: 11066 Pecan Park, Ste 117, Cedar Park TX 78613, United States DESCRIPTION: Front End Team Member; primary responsibilities are to deliver fast and friendly customer experience at the register while ensuring that all transactions are accurate and error free. FETMs are accountable for add on sales, maintaining a neat and orderly register area, a balanced register drawer, and making sure all customers are over age 21.

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-08-26
• S63 Uniform Securities Agent State Law Examination
  2002-07-22