Brian David Dudley

Current Employers

Secure Asset Management, L.L.C.

2565 West Maple Rd, Troy, MI 48084 • United States

Current Registrations

Authority	Category	Status	Date
NE	RA	APPROVED	2022-11-21
MI	RA	APPROVED	2021-02-03

NE RA
APPROVED

Since 2022-11-21
MI RA
APPROVED

Since 2021-02-03

Branch Locations

20451 Corby Street Suite 1B, Elkhorn, NE 68022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Td Waterhouse Investor Services, Inc.	New York	NY	08/1999	01/2021
Secure Investors Group	Troy	MI	02/2021	Present
Aurora Securities	Troy	MI	02/2021	Present
Secure Financial Group, Llc	Troy	MI	06/2023	Present

08/1999 → 01/2021

Td Waterhouse Investor Services, Inc.

New York, NY
02/2021 → Present

Secure Investors Group

Troy, MI
02/2021 → Present

Aurora Securities

Troy, MI
06/2023 → Present

Secure Financial Group, Llc

Troy, MI

Previous Registrations

2006-05-19 → 2021-01-06

Td Ameritrade, Inc.

San Diego, CA

San Diego, CA

W. Conshochocken, PA

Jersey City, NJ

Omaha, NE

Jersey City, NJ

Omaha, NE

W. Conshochocken, PA

Omaha, NE
2006-05-19 → 2018-12-10

Td Ameritrade Investment Management, Llc

Omaha, NE

Omaha, NE

Omaha, NE
2004-10-04 → 2005-12-14

Ameritrade Advisory Services Llc

Bellevue, NE

Other Businesses

Rental Property #2; Not Investment Related: Omaha, NE; Rental Property; Property Owner; Start Date:12/9/2016; Hours per month: 0-10; Hours per month during securities trading hours: None; Duties: Owner of a single family residence that will be used as a rental property; CLR Properties, LLC; Investment Related: Yes; Omaha, NE; Rental Property; Owner; Start Date:9/21/2017; Hours per month: 0-10; Hours per month during securities trading hours: None; Duties: Member of the LLC that is designed to acquire rental properties.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-09-24

S66 Uniform Combined State Law Examination

2004-09-24

View on SEC IAPD