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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-02-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gold Team Llc | Alviso | CA | 11/2004 | Present |
| Warner Pacific | Mountain View | CA | 07/2007 | 12/2020 |
| World System Builder Taiwan Branch | Taipei City | 04/2011 | 06/2018 | |
| Transamerica Financial Advisors, Llc | Alviso | CA | 01/2016 | Present |
| Wfgia | Alviso | CA | 07/1999 | Present |
| Gold Socal | City Of Industry | CA | 10/2019 | Present |
| Liao Dynasty | San Jose | CA | 03/2020 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. Gold Socal / 1019-Present / Investment Related: No / 13191 N Crossroads pkwy #260 City of Industry, CA 91746 / Manager / A New NSL office / Hrs Work Monthly: 10/ Sec Trading Hrs: 1 / Collect and pay office rent. Main purpose of GoldSocal LLC is to sign the SMD and MDs who participate Goldsocal. Operation pay rent or plugin to the LLC and LLC pay rent to the building. GOLD TEAM LLC | Alviso, CA | Partnership in business building, connected with WFG | 11/2004 | 5% devoted to OBA and 5% during Trading | not investment related. LIAO DYNASTY / INVESTMENT RELATED: NO / 1534 PARKMONT DRIVE, SAN JOSE, CA 95131 / HOURS PER MONTH: 3 / HOURS DURING SECURITIES TRADING HOURS: 0 / ACCOUNT RECEIVABLES, WFG/TFA COMMISSIONS PASS THROUGH / APPROVED WITH RESTRICTIONS
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-02-20 |
| S65 | Uniform Investment Adviser Law Examination | 2016-02-10 |
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