Brian Andrew Schwarz

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → 02/2019
  Securian Financial Services Inc.
  St. Paul, MN
• 11/2014 → 02/2019
  Evershore Financial Group
  Palm Beach Gardens, FL
• 02/2019 → 08/2023
  Securian Financial Services Inc
  St Paul, MN
• 02/2019 → 08/2023
  Minnesota Life Insurance Co
  St Paul, MN
• 02/2019 → Present
  Evershore Financial Group
  Palm Beach Gardens, FL
• 06/2023 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2014-11-24 → 2023-08-10
  Securian Financial Services, Inc.
  Palm Beach Gardens, FL
  St. Paul, MN
• 2003-12-01 → 2014-10-29
  Legend Advisory, Llc
  Palm Beach Gardens, FL

Other Businesses

1. EVERSHORE FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 03/01/2019 ADDRESS: , Palm Beach Gardens FL , United States DESCRIPTION: Agent/Broker; 2. NAME OF OTHER BUSINESS: EVERSHORE FINANCIAL GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 10/2014, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S66 Uniform Combined State Law Examination
  2003-11-17
• S63 Uniform Securities Agent State Law Examination
  2003-02-14

Designations

• Certified Financial Planner