Sherri E Koch

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-10-18
MI	RA	APPROVED	2024-09-26

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Raymond James & Associates	Southfield	MI	08/1994	10/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Farmington Hills	MI	09/2022	Present
Unemployed	Eastpointe	MI	10/2020	09/2022

08/1994 → 10/2020

Raymond James & Associates

Southfield, MI
09/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Farmington Hills, MI
10/2020 → 09/2022

Unemployed

Eastpointe, MI

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-09-21
S63	Uniform Securities Agent State Law Examination	2002-12-16