Erik Dustin Shotwell

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2012 → 01/2018
  Valic Financial Advisors, Inc
  Missoula, MT
• 01/2018 → 05/2024
  Cetera Advisor Networks Llc
  El Segundo, CA
• 06/2023 → 05/2024
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 11/2023 → Present
  Good Living Properties
  Boise, ID
• 05/2024 → Present
  Lpl Financial
  Boise, ID
• 05/2024 → Present
  Banner Bank
  Boise, ID

Previous Registrations

• 2023-06-29 → 2024-05-10
  Cetera Investment Advisers Llc
  Boise, ID
• 2018-01-30 → 2023-06-29
  Cetera Wealth Services, Llc
  Murray, UT
  Nampa, ID
• 2012-06-12 → 2018-02-08
  Valic Financial Advisors, Inc.
  Missoula, MT
  Portland, OR

Other Businesses

1) 05/2024 - GOOD LIVING PROPERTIES, INC. / Other- Business Owner / Not Inv. Related / ST BOISE, ID / Start date 11/15/2023 - 2) 05/2024 - Banner Investment Services / DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) 3) 05/10/2024 - Banner Investment Services / Non-Variable Insurance / Inv, Related / At Reported Business Location(s) / Start date 05/10/2024 4) 05/31/2024 - Banner Wealth and Investment Services - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/20/2024 - 160 Hours Per Month/ 120 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2012-06-08
• S63 Uniform Securities Agent State Law Examination
  2002-04-23