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Current Employers
Tfb Advisors, Llc

4801 West 110Th Street Suite 200, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2022-08-02
TX RA APPROVED 2022-08-02
  • KS RA
    APPROVED
    Since 2022-08-02
  • TX RA
    APPROVED
    Since 2022-08-02

Branch Locations

4801 West 110Th Street Suite 200, Overland Park, KS 66211 • United States

Granbury, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameritas Investment Company, Llc Lincoln NE 06/2006 Present
Ameritas Life Insurance Corp. Lincoln NE 06/2006 Present
Tax Favored Benefits Granbury TX 05/2004 Present
Ameritas Advisory Services, Llc Lincoln NE 11/2021 06/2023
Tfb Advisors, Llc Overland Park KS 08/2022 Present
3J Financial Llc Granbury TX 01/2021 Present
  • 06/2006 → Present
    Ameritas Investment Company, Llc
    Lincoln, NE
  • 06/2006 → Present
    Ameritas Life Insurance Corp.
    Lincoln, NE
  • 05/2004 → Present
    Tax Favored Benefits
    Granbury, TX
  • 11/2021 → 06/2023
    Lincoln, NE
  • 08/2022 → Present
    Overland Park, KS
  • 01/2021 → Present
    3J Financial Llc
    Granbury, TX
Previous Registrations
  • 2021-11-01 → 2023-06-30
    Granbury, TX
  • 2005-11-23 → 2006-06-30
    Carillon Investments, Inc.
    Manhattan, KS
    Manhattan, KS
  • 2002-07-10 → 2005-05-20
    A. G. Edwards & Sons, Inc.
    Manhattan, KS
Other Businesses

TAX FAVORED BENEFITS; SAME AS BRANCH; INV REL; FIXED INSURANCE 401(k) SERVICE; START DATE=05/2004; HRS/MO=168; TRADING HRS/MO=168; SALES * 3J Financial LLC; same as branch; inv rel; primarily sale and servicing of 401(k) plans; Owner; start date=01/2021; hrs/mo=50; trading hrs/mo=35; investment professional primarily dealing in the sale and servicing of 401(k) plans * TFB Advisors, LLC; same as branch; inv rel; Independent RIA; Investment Advisory Representative; start date=08/2022; hrs/mo=10; trading hrs/mo=8; IAR of hybrid RIA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-07-09
  • S66 Uniform Combined State Law Examination
    2002-07-09

View on SEC IAPD

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