Thomas Stephen Czechowski

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-03

NY RA
APPROVED

Since 2021-08-03

Branch Locations

Elma, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Hamburg	NY	02/2003	Present

02/2003 → Present

Lpl Financial Llc

Hamburg, NY

Other Businesses

1.05/27/2009-DBA ONLY-BUFFALO INVESTMENT GROUP 2. 07/10/2010 - I HAVE WRITTEN, COMPOSED, AND RECORDED MUSIC WHICH HAS APPEARED IN RADIO, TELEVISION AND FILMS. FOR THIS I WILL OCCASIOANALLY RECEIVE ROYALTY CHECKS. TIME SPENT 1%, ANNUAL INCOME 3K

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2002-05-22

S63 Uniform Securities Agent State Law Examination

2002-05-22

View on SEC IAPD