Gloria Cuadra

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2010 → 12/2017
  Citi Private Bank
  San Francisco, CA
• 06/2010 → 12/2017
  Citigroup Global Markets, Inc.
  San Francisco, CA
• 04/2018 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA
• 01/2018 → 04/2018
  Unemployed
  San Francisco, CA

Previous Registrations

• 2010-06-15 → 2018-01-26
  Citigroup Global Markets Inc.
  San Francisco, CA
  San Francisco, CA
  San Francisco, CA
• 2009-10-23 → 2010-05-25
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA
• 2007-09-21 → 2009-10-23
  Banc Of America Investment Services, Inc.
  San Francisco, CA
  San Francisco, CA
• 2004-03-02 → 2006-03-07
  Lehman Brothers Inc.
  San Francisco, CA
• 2003-11-20 → 2004-03-01
  Banc Of America Investment Services, Inc.
  San Francisco, CA

Other Businesses

I*3691304 Entity Type: N/A Name of OBA: K Family Trust Address: San Francisco, California, 94116 Investment Related: No Position, Title, Association: Successor Trustee Employee Start Date: 02/13/2026 Number of Hours: 5, Weekly Number of Hours during trading: 0, Weekly Duties: Parents

Exams

• S66 Uniform Combined State Law Examination
  2003-11-18

Other Names

• Gloria Kwok