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Current Employers
Mutual Of Omaha Investor Services, Inc.

3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2022-02-01
KS RA APPROVED 2012-01-05
  • MO RA
    APPROVED
    Since 2022-02-01
  • KS RA
    APPROVED
    Since 2012-01-05

Branch Locations

7015 College Boulevard Ste 100, Overland Park, KS 66211 • United States

3555 S Culpepper Cir Ste 100, Springfield, MO 65804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mutual/United Of Omaha Overland Park KS 03/2002 Present
  • 03/2002 → Present
    Mutual/United Of Omaha
    Overland Park, KS
Other Businesses

Insurance Agent: Start Date: 07/22/2002; Non-Investment Related; Insurance Lines: Life, Health, and Fixed Annuities; Approximately 40 hours per week during trading hours. Member of the Village Cooperative of Overland Park Property committee, 7800 W 123rd St., Overland Park, KS 66213. Start Date approximately 2/1/2024, this committee will oversee the property making sure it is properly maintained by the fellow members of the Cooperative and Management Company. Reporting to the Board any concerns. Non-Investment related, no check writing ability. Expected weekly time commitment of about 1hr per week. Serving as a member of the Village Cooperative of Overland Park Safety Committee, a Newly formed committee in September 2024, for the purpose of developing safety plans and procedures for the cooperative. Reporting to the Board of Directors. Non-Investment related, no check writing ability. Expected time commitment of about 1hr. per week. Mutual of Omaha Mortgage Lead Incentive Program; not investment related. Less than 1/hr per week. Submit qualified forward/reverse mortgage leads to Mutual of Omaha Mortgage when a customer indicates a potential need for these services. Serving as Elder at Mt. Olive Lutheran Church, 9514 Perry Ln. Overland Park, KS 66212. as of July 1, 2026, non-investment related no check writing ability. Assisting with Church membership, attendance, communion, etc. About 2-3 hours per week.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-11-22
S63 Uniform Securities Agent State Law Examination 2002-07-24
  • S65 Uniform Investment Adviser Law Examination
    2011-11-22
  • S63 Uniform Securities Agent State Law Examination
    2002-07-24

View on SEC IAPD

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