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Denise Renee Rothermel

Captrust

Phoenix, AZ

CRD 4524903

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Employer firm

Captrust CRD 175112

$1.24T regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-05-06
LA RA APPROVED 2023-06-29
TX RA APPROVED 2023-06-29
UT RA APPROVED 2023-06-29
  • AZ RA
    APPROVED
    Since 2025-05-06
  • LA RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29
  • UT RA
    APPROVED
    Since 2023-06-29

Branch Locations

Phoenix, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Southern Wealth Investment Advisors Llc Dallas TX 03/2005 05/2023
Southern Wealth Management, Llp Dallas TX 03/2005 05/2023
Capfinancial Partners Llc (Captrust) Raleigh NC 05/2023 Present
  • 03/2005 → 05/2023
    Southern Wealth Investment Advisors Llc
    Dallas, TX
  • 03/2005 → 05/2023
    Southern Wealth Management, Llp
    Dallas, TX
  • 05/2023 → Present
    Capfinancial Partners Llc (Captrust)
    Raleigh, NC
Previous Registrations
Designations
  • Certified Financial Planner
Other Names
  • Denise Renee Engelmeier
  • Denise Renee Engelmeier

View on SEC IAPD

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