Dennis Phillip Sheflyand

Employer firm

Pnc Wealth Management LLC CRD 129052

$30.3B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2012-12-03
OH	RA	APPROVED	2009-11-13

PA RA
APPROVED

Since 2012-12-03
OH RA
APPROVED

Since 2009-11-13

Branch Locations

30100 Chagrin Blvd Suite 101, Pepper Pike, OH 44124 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Pnc Investments	Macedonia	OH	11/2009	Present

11/2009 → Present

Pnc Investments

Macedonia, OH

Previous Registrations

2008-09-23 → 2009-11-13

Natcity Investments, Inc.

Solon, OH

Macedonia, OH

Independence, OH

Cleveland, OH

Bedford, OH
2002-09-11 → 2005-02-17

Ameriprise Financial Services, Llc

Cleveland, OH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-01-16
S63	Uniform Securities Agent State Law Examination	2005-05-09

S65 Uniform Investment Adviser Law Examination

2009-01-16
S63 Uniform Securities Agent State Law Examination

2005-05-09

View on SEC IAPD