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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-07-09 |
Branch Locations
2056 Westings Ave Ste 500, Naperville, IL 60563 • United States
One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-11-20 |
Branch Locations
2056 Westings Ave Ste 500, Naperville, IL 60563 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rolling Meadows | IL | 05/2016 | 12/2019 |
| Merrill Lynch / Bank Of America | Rolling Meadows | IL | 05/2016 | 12/2019 |
| Wells Fargo Clearing Services Llc | Chicago | IL | 12/2019 | 06/2021 |
| Bankers Life Securities, Inc | Chicago | IL | 06/2021 | 07/2021 |
| Bankers Life Advisory Services, Inc | Chicago | IL | 07/2021 | 05/2022 |
| Cno Services Llc / Bankers Life Securities | Chicago | IL | 06/2021 | 05/2022 |
| Wells Fargo | Chicago | IL | 12/2019 | 06/2021 |
| Jp Morgan Chase Bank, N.A. | Chicago | IL | 05/2022 | 07/2023 |
| Jp Morgan Securities, Llc | Chicago | IL | 05/2022 | 07/2023 |
| Bankers Life Securities, Inc | Chicago | IL | 07/2023 | 11/2024 |
| Bankers Life Advisory Services, Inc | Chicago | IL | 07/2023 | 11/2024 |
| Wells Fargo Clearing Services, Llc | Chicago | IL | 11/2024 | Present |
| Wells Fargo Advisors Financial Network | Naperville | IL | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-08-06 |
| S66 | Uniform Combined State Law Examination | 2002-12-17 |
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