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Timothy Michael Conway

Hightower Advisors, LLC

Chicago, IL

Houston, TX

CRD 4524191

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Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-11-29
  • TX RA
    APPROVED
    Since 2018-11-29

Branch Locations

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

4400 Post Oak Parkway Suite 2600, Houston, TX 77027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Salient Partners, L.P. Houston TX 10/2013 08/2018
Salient Capital, L.P. Houston TX 01/2014 08/2018
Salient Capital Advisors, Llc Houston TX 02/2014 10/2017
Salient Private Client, Llc Houston TX 08/2017 Present
Hightower Securities Llc Houston TX 09/2018 Present
Hightower Advisors Llc Houston TX 11/2018 Present
  • 10/2013 → 08/2018
    Salient Partners, L.P.
    Houston, TX
  • 01/2014 → 08/2018
    Salient Capital, L.P.
    Houston, TX
  • 02/2014 → 10/2017
    Salient Capital Advisors, Llc
    Houston, TX
  • 08/2017 → Present
    Salient Private Client, Llc
    Houston, TX
  • 09/2018 → Present
    Hightower Securities Llc
    Houston, TX
  • 11/2018 → Present
    Houston, TX
Previous Registrations
  • 2017-08-10 → 2018-12-31
    Hightower Private Client
    Houston, TX
  • 2014-02-17 → 2017-10-10
    Salient Capital Advisors, Llc
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-02-16
S63 Uniform Securities Agent State Law Examination 2002-08-02
  • S66 Uniform Combined State Law Examination
    2014-02-16
  • S63 Uniform Securities Agent State Law Examination
    2002-08-02
Other Names
  • Mike Conway

View on SEC IAPD

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