Daniel Howard Adams

Employer firm

Cwm, LLC CRD 155344

$50.6B regulatory AUM 248 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SUB-ADVISORY SERVICES FOR OTHER INVESTMENT ADVISORY FIRMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → 02/2019
  Cetera Advisors Llc
  Denver, CO
• 06/2014 → Present
  Latitude Wealth Management, Llc
  Kennewick, WA
• 09/2018 → 12/2019
  Cetera Advisor Networks Llc
  El Segundo, CA
• 09/2018 → Present
  Cwm Llc Dba Carson Group Partners
  Kennewick, WA

Previous Registrations

• 2018-09-12 → 2019-09-18
  Cetera Wealth Services, Llc
  El Segundo, CA
  Kennewick, WA
• 2012-02-28 → 2019-02-11
  Cetera Advisors Llc
  Walla Walla, WA
  Greenwood Village, CO
  Kennewick, WA
• 2014-06-19 → 2018-10-09
  Latitude Wealth Management, Llc
  Kennewick, 99336, WA
• 2004-01-16 → 2012-02-28
  Pacific West Financial Consultants Inc
  Walla Walla, WA

Other Businesses

NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES NATURE OF BUSINESS: FIXED INSURANCE APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE NAME OF OTHER BUSINESS: WALLA WALLA VALLEY ESTATE PLANNING COUNCIL INVESTMENT RELATED: NO NATURE OF BUSINESS: ESTATE PLANNING START DATE: 08/2017 POSITION/TITLE/RELATIONSHIP: SECRETARY APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 50% BRIEF DESCRIPTION OF DUTIES: ADMINSTRATIVE NAME OF OTHER BUSINESS: NOTARY PUBLIC INVESTMENT RELATED: NO NATURE OF BUSINESS: NOTARY START DATE: 09/10/2018 POSITION/TITLE/RELATIONSHIP: N/A APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: NOTARIZE DOCUMENTS

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-10-06
• S63 Uniform Securities Agent State Law Examination
  2002-04-30

Designations

• Certified Financial Planner

Other Names

• Dan H. Adams