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Christopher Lyle Vance

LPl Financial LLC

Fort Mill, SC

Overland Park, KS

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2021-08-10
  • KS RA
    APPROVED
    Since 2021-08-10

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Overland Park, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc Shawnee Mission KS 06/2012 09/2021
Kansas Baptist Convention Foundation Inc Topeka KS 01/2016 12/2018
Lpl Financial, Llc Fort Mill SC 05/2021 Present
  • 06/2012 → 09/2021
    Waddell & Reed, Inc
    Shawnee Mission, KS
  • 01/2016 → 12/2018
    Kansas Baptist Convention Foundation Inc
    Topeka, KS
  • 05/2021 → Present
    Lpl Financial, Llc
    Fort Mill, SC
Previous Registrations
  • 2012-06-19 → 2021-09-15
    Waddell & Reed
    Overland Park, KS
    Overland Park, KS
  • 2009-10-05 → 2012-06-15
    Ameriprise Financial Services, Llc
    Kansas City, MO
    Minneapolis, MN
  • 2008-01-03 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Kansas City, MO
  • 2002-07-08 → 2002-09-18
    Waddell & Reed
    Overland Park, KS
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-28
  • S66 Uniform Combined State Law Examination
    2007-12-28

View on SEC IAPD

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PFS INVESTMENTS INC.

Other Investors

ALPESH JITENDRA PATEL
Tamrah Jennifer Bordini
MATTHEW N WALLEN
RAMIRO IGNACIO PARES
NILDA MELGAREJO DE BOYRIE
STEVEN Samuel SHANEYFELT
Katie Wineski Riegel
Christopher Wayne McAlister

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC
BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC
WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC
INSIGHT SECURITIES, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
EDWARD JONES · FORT MILL, SC

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