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Rebecca Leigh Fisher

Cetera Investment Advisers LLC

Sarasota, FL

Sarasota, FL

CRD 4523868

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2014-02-17
  • FL RA
    APPROVED
    Since 2014-02-17

Branch Locations

3000 Bee Ridge Road, Sarasota, FL 34239 • United States

Sarasota, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Achieva Credit Union Sarasota FL 09/1998 Present
Cetera Investment Services Llc St.CLoud MN 02/2014 Present
Cetera Investment Advisers Llc Cape Coral FL 02/2014 Present
  • 09/1998 → Present
    Achieva Credit Union
    Sarasota, FL
  • 02/2014 → Present
    Cetera Investment Services Llc
    St.CLoud, MN
  • 02/2014 → Present
    Cape Coral, FL
Previous Registrations
  • 2012-05-15 → 2014-02-06
    Cuna Brokerage Services, Inc.
    Waverly, IA
    Sarasota, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-05-11
  • S66 Uniform Combined State Law Examination
    2012-05-11
Other Names
  • Rebecca Leigh Johnson
  • Becky Johnson
  • Becky Fisher

View on SEC IAPD

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