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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-01-09 |
| DC | RA | APPROVED | 2022-12-07 |
| VA | RA | APPROVED | 2022-10-11 |
Branch Locations
13356 Midlothian Turnpike, Midlothian, VA 23113 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Richmond | VA | 11/2003 | 05/2017 |
| Nylife Securities | Richmond | VA | 11/2003 | 05/2017 |
| Mass Mutual Life Insurance Company | Glen Allen | VA | 05/2017 | 06/2019 |
| Mml Investors Services | Richmond | VA | 07/2017 | 06/2019 |
| Nylife Securities Llc | Atlanta | GA | 08/2019 | 12/2021 |
| New York Life Insurance Company | Atlanta | GA | 07/2019 | 12/2021 |
| Equitable Advisors | New York | NY | 12/2021 | 08/2022 |
| Thrivent Investment Management Inc | Powhatan | VA | 08/2022 | Present |
| Thrivent Financial | Appleton | WI | 08/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-10 |
| S63 | Uniform Securities Agent State Law Examination | 2003-12-22 |
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