Peter Dean Berlin

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2010 → 11/2020
  Ameriprise Financial Services, Inc.
  Mount Laurel, NJ
• 11/2020 → Present
  Lpl Financial Llc
  Marlton, NJ

Previous Registrations

• 2010-10-08 → 2020-11-12
  Ameriprise Financial Services, Llc
  Marlton, NJ
• 2009-06-01 → 2010-10-22
  Morgan Stanley
  Mount Laurel, NJ
• 2007-10-01 → 2009-06-01
  Citigroup Global Markets Inc.
  Mt. Laurel, NJ
• 2003-11-26 → 2007-10-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Marlton, NJ
  Mount Laurel, NJ
• 2002-06-27 → 2003-11-06
  Ameriprise Financial Services, Llc
  Voorhees, NJ

Other Businesses

1)10/13/2020 - Claritas Financial Partners - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 11/2020

Exams

• S66 Uniform Combined State Law Examination
  2002-05-17