Matthew Neil

LPl Financial LLC

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Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2024-03-26

AZ RA
APPROVED

Since 2024-03-26

Branch Locations

Phoenix, AZ • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Phoenix	AZ	08/2016	02/2024
Lpl Financial Llc	San Diego	CA	03/2024	Present

08/2016 → 02/2024

Charles Schwab & Co., Inc.

Phoenix, AZ
03/2024 → Present

Lpl Financial Llc

San Diego, CA

Previous Registrations

2016-11-23 → 2024-02-05

Charles Schwab & Co., Inc.

Phoenix, AZ

Phoenix, AZ

Westlake, TX
2015-01-12 → 2016-08-15

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Scottsdale, AZ

New York, NY

Scottsdale, AZ

Lone Tree, CO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-01-09
S63	Uniform Securities Agent State Law Examination	1999-12-09

S66 Uniform Combined State Law Examination

2015-01-09
S63 Uniform Securities Agent State Law Examination

1999-12-09

Other Names

Matthew Steven Neil
Matthew S Neil

View on SEC IAPD

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