Antonio Caso Marshall

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APP_PEND_IARCE	2026-01-01
TX	RA	APPROVED_RES	2025-07-10

MD RA
APP_PEND_IARCE

Since 2026-01-01
TX RA
APPROVED_RES

Since 2025-07-10

Branch Locations

Catonsville, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Next Financial Group Inc	Baltimore	MD	07/2009	07/2025
Lpl Financial Llc	Cantonsville	MD	07/2025	Present

07/2009 → 07/2025

Next Financial Group Inc

Baltimore, MD
07/2025 → Present

Lpl Financial Llc

Cantonsville, MD

Previous Registrations

2009-07-02 → 2025-07-10

Next Financial Group, Inc.

Houston, TX

Cantonsville, MD
2002-05-29 → 2009-07-23

Ameriprise Financial Services, Llc

Hunt Valley, MD

Owings Mills, MD

Owings Mills, MD

Other Businesses

1. 07/10/2025-Purposed Financial Planning Solutions- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 07/08/2020- 180 Hours Per Month- 130 Hours During Trading 2. 07/10/2025- Purposed Financial Planning Solutions- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 07/06/2009- 10 Hours Per Month- 10 Hours During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-05-28

S66 Uniform Combined State Law Examination

2002-05-28

Other Names

Antonio Caso Marshall

View on SEC IAPD