Steven Robert Carter

Current Employers

Employment History

• 11/2013 → 05/2019
  Lpl Financial Llc
  Saint Augustine, FL
• 12/2013 → 01/2023
  Independent Financial Partners
  Saint Augustine, FL
• 05/2019 → 01/2023
  Ifp Securities, Llc
  St Augustine, FL
• 12/2022 → Present
  Onedigital Investment Advisors Llc
  St. Johns, FL
• 02/2023 → 08/2024
  Triad Advisors
  Norcross, GA
• 08/2024 → Present
  Osaic Wealth, Inc.
  St. Johns, FL

Previous Registrations

• 2013-12-09 → 2023-02-01
  Independent Financial Partners
  St Augustine, FL
  St Johns, FL
• 2006-11-29 → 2013-12-03
  New England Securities
  Jacksonville, FL
  Jacksonville, FL

Other Businesses

1) Five Partners Golf LLC; investment related; 135 Durbin Station Court, Suite 504, St Johns, FL 32259; llc ; owner; 11/29/2022; 1 hr/month; 0 hrs during trading; llc __|__ 2) NetEagle Inc; investment related; 135 Durbin Station Court, Suite 504, St Johns, FL 32259; s corporation; owner; 12/14/2022; 1 hr/month; 0 hrs during trading; holding company __|__ 3) OneDigital; investment related; 135 Durbin Station Court, Suite 504, St Johns, FL 32259; llc; senior VP; 12/2022; 120 hrs/month; 120 hrs during trading; financial advisor with the RIA __|__ 4) RMO53,LLC; investment related; 1436 Crested Heron Court, St Augustine, FL 32092; llc; owner; 3/14/2022; 1 hr/month; 0 hrs during trading; entity for family real estate holding only __|__ 5) YJ2J LLC; investment related;135 Durbin Station Court, Suite 504, St. Johns, FL 32259; llc; owner; 7/6/2018; 1 hr/month; 0 hrs during trading; real estate llc that holds 2 office condo units __|__ 6) Fixed insurance sales and service; investment related; 135 Durbin Station Court, Suite 504,St Johns, FL 32259; sales and service of non-variable insurance products; agent; 10/16/2014; 4 hrs/month; 1 hr during trading; sales and service of non-variable insurance products __|__ 7) Osaic Wealth, Inc.; investment related; 135 Durbin Station Court, Suite 504,St Johns, FL 32259; sales and service of variable insurance products; agent; registered representative; 9/5/2002; 40 hours/month devoted; 40 hours during trading; sales and service of variable insurance products __|__ 8) FSGA - Florida State Golf Association; not investment-related; 1436 Crested Heron Court, St. Augustine, FL 32092; Advisory Board Member; 2 hrs/month devoted; 0 during trading; The FSGA includes more than 850 member clubs and 353,000 individual members. The FSGA is a volunteer organization made up of 500 volunteers who serve as tournament officials and course rating experts, and who assist junior and amateur golf in their local areas. They conduct more than 550 tournament days each year, including over 40 state championships, and over 45 days of USGA qualifying events, as well as perform more course ratings each year than any other organization in the country __|__ 9) FIVE PARTNERS GOLF LLC POSITION: Shareholder NATURE: LLC to hold private stock INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2022 ADDRESS: 135 Durbin Station Court, Suite 504, Saint Johns FL 32259, United States DESCRIPTION: None 10) NETEAGLE INC. POSITION: Shareholder NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2022 ADDRESS: 135 Durbin Station Court, Suite 504, Saint Johns FL 32259, United States DESCRIPTION: Shareholder only...no duties 11) RM053, LLC POSITION: Owner NATURE: LLC for family real estate INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2022 ADDRESS: 1436 Crested Heron Court, Saint Augustine FL 32092, United States DESCRIPTION: Owner of property with family members 12) YJ2J, LLC POSITION: Owner NATURE: LLC for real estate INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/06/2018 ADDRESS: 135 Durbin Station Court, Suite 504, Saint Johns FL 32259, United States DESCRIPTION: Owner of real estate 13) FLORIDA STATE GOLF ASSOCIATION POSITION: Board Member NATURE: Non-Profit Board member INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2007 ADDRESS: 12630 Telecom Drive, Tampa FL 33637, United States DESCRIPTION: Board member- attend meetings periodically

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-11-14
• S63 Uniform Securities Agent State Law Examination
  2004-07-23

Other Names

• Steven Carter