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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2017-03-25
  • NJ RA
    APPROVED
    Since 2017-03-25

Branch Locations

1821 State Route 71 1St Floor North, Wall, NJ 07719 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Wall NJ 07/2016 Present
Massachusetts Mutual Life Insurance Company Wall NJ 07/2016 Present
Previous Registrations
  • 2003-06-09 → 2017-03-25
    Msi Financial Services, Inc.
    Manasquan, NJ
    Manasquan, NJ
    Fairfield, NJ
    Wall, NJ
Other Businesses

1) Name: Kevin E. Lynch Inv rel: Y Add: 1821 State Rt 71 1st Fl N Wall NJ 07710 Nature: Outside Insurance Sales Position: Insurance Broker Start date: 06/2003 No. HR/MO: 40 No. HR/MO during sec trading: 10 Describe duties: Individual Life, Health, Group Life, Group Health, Fixed Annuities, Disability, & Long-term care. 2) Name: Egan Lynch Financial Group, LLC Inv rel: Y Add: 1821 State Rt 71, 1st Floor N Wall, NJ 07719 Nature: LLC Position: Partner Start date: 07/2016 No. HR/MO: 60 No. HR/MO during sec trading: 60 Describe duties: Partner at Egan Lynch Financial Group, LLC. This is for our MassMutual related business. 3) Name: HW Mountz Elementary School Inv rel: N Add: 411 Tuttle Avenue Spring Lake, NJ 07762 Nature: Coach Position: 8th Grade Basketball Coach Start date: 09/2005 No. HR/MO: 8 No. HR/MO during sec trading: 0 Describe duties: Boys Basketball Coach for HW Mountz Elementary School. 4) Name: South Monmouth Regional Sewage Authority (SMRSA) Inv rel: N Add: 1235 18th Belmar, NJ 07719 Nature: Compensated Board Service Position: Board Member Start date: 01/2009 No. HR/MO: 20 No. HR/MO during sec trading: 10 Describe duties: Board Commissioner.5)Name: Kevin E. Lynch Inv rel: Y Add: 1823 Parkway Lake Como NJ 07719 Nature: Rental Income Position: Joint Owner Start date: 06/2012 No. HR/MO: 1 No. HR/MO during sec trading: 0 Describe duties: My wife rents this condo to her mother.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-06-13
  • S66 Uniform Combined State Law Examination
    2002-06-13

View on SEC IAPD

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