Joseph Allen Quartucci

Current Employers

Employment History

• 12/2007 → 07/2017
  National Planning Corporation
  San Marcos, TX
• 07/2017 → 07/2022
  Kalos Capital
  Alpharetta, GA
• 07/2017 → 07/2022
  Kalos Management
  Alpharetta, GA
• 04/2022 → Present
  Transce3Nd, Llc
  Buda, TX
• 07/2022 → Present
  Madison Avenue Securities
  San Diego, CA

Previous Registrations

• 2017-07-07 → 2022-08-01
  Kalos Management
  Ponte Vedra Beach, FL
  Kyle, TX
• 2007-12-06 → 2017-07-10
  National Planning Corporation
  San Marcos, TX
  Kyle, TX
  Bastrop, TX
  Austin, TX
  Scottsdale, AZ
  Houston, TX
• 2007-08-07 → 2007-12-05
  American General Securities Incorporated
  Houston, TX
  San Marcos, TX
  San Marcos, TX
  San Marcos, TX

Other Businesses

1) e3 Wealth LLC, 835 MAIN STREET BUILDING #200, BUDA, TX 78610, Managing PARTNER, 12/2/2013, 160 HOURS TOTAL, 120 DURING TRADING HOURS, Nature: Managing Advisers and client relationships. Insurance and securities. 2) APU PARTNERS, LLC POSITION: Owner/Member NATURE: Operating Company to cover payroll for enterprises. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/2014 ADDRESS: 835 MAIN STREET BUILDING #200, BUDA, TX 78610 DESCRIPTION: LLC for Business activity 3) e3 Interests LLC, 835 MAIN STREET BUILDING #200, BUDA, TX 78610, Member, 05/2022, Nature: Holding Company for Real Estate Investments 4) APU TAX, LLC DBA e3Tax LLC POSITION: Managing Member NATURE: Tax preparation, bookkeeping and payroll services INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2020 ADDRESS: 835 MAIN STREET BUILDING #200, BUDA, TX 78610, United States DESCRIPTION: Management of 1 tax preparer/bookkeeper 5) LMFB, LLC POSITION: Member: NATURE: Partnership to make investment strategies. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 2022 ADDRESS: 835 MAIN STREET BUILDING #200, BUDA, TX 78610, United States DESCRIPTION: Partnership to review investment strategies 6) Transce3nd POSITION: IAR NATURE: Fee based Advisory consulting INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 2022 ADDRESS: 835 MAIN STREET BUILDING #200, BUDA, TX 78610, United States DESCRIPTION: Custom build strategies to minimize risks and reduce volatility while enhancing long term performance. 7) Name: MQT, LLC; Address: Kyle, Texas; Investment Related: No; Position: Partner; Duties: Passive Investor - Holds Real Estate to be developed into an office building; Hours Per Week: Less than 1 hour per week; Start Date: 02/2023 8) Name: 835 Main LLC: Address: Kyle Texas; Investment Related: NO Position: Limited Partner, Commercial Real Estate Development Hours Per Week: Less than 1 hour per week; Start Date: 05/2022 9) Name: Investment Property; Address: Austin, Texas; Investment Related: No; Nature of the Business: Residential Rental Property; Position: Owner of the Condo; Hours Per Week: Less Than 1 Hour Per Week; Start Date: 11/17/2024 10) Name: Help One Now; Investment Related: No; Address: P.O. Box 26716, Raleigh, NC 27611; Nature of the Business: Family Reunification Intervention; Position: Board Member; Hours Per Week: 2 Hours; Start Date: 7/1/2025

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-08-03
• S63 Uniform Securities Agent State Law Examination
  2002-05-31

Designations

Other Names

• Joe A. Quartucci
• Joseph A. Quartucci
• Joseph Allen Quartucci
• Joseph Quartucci