Stephen Lee Harrison

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 05/2018
  Metlife Securities Inc.
  Atlanta, GA
• 03/2017 → 05/2018
  Mml Investors Services, Llc
  Atlanta, GA
• 05/2018 → Present
  Lpl Financial Llc
  Marietta, GA

Previous Registrations

• 2017-03-25 → 2018-05-14
  Mml Investors Services, Llc
  Peachtree Corners, GA
• 2015-01-02 → 2017-03-25
  Msi Financial Services, Inc.
  Atlanta, GA
• 2010-03-26 → 2015-01-02
  New England Securities
  Atlanta, GA
• 2003-10-09 → 2010-03-17
  Equitable Advisors, Llc
  New York, NY
  Marietta, GA
  Cumming, GA
  Marietta, GA
  Marietta, GA
  Atlanta, GA
  Marietta, GA
  Cumming, GA

Other Businesses

1. 05/10/2018 - No Business Name - Not Investment Related - Home Based - Other-Sports - Lacrosse Referee - Started 02/01/2018 - 15 Hours Per Month During Securities Trading - Time Spent 10% - Referee, girls high school lacrosse referee. 2. 9/11/2019 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 08/27/2019 - 20 Hours Per Month During Securities Trading - Group health, life and disability, Long-term care.

Exams

• S66 Uniform Combined State Law Examination
  2002-06-24

Other Names

• Stephen Lee Harrison
• Steve Harrison