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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-11-11
TX RA APPROVED 2022-11-11
  • IL RA
    APPROVED
    Since 2022-11-11
  • TX RA
    APPROVED
    Since 2022-11-11

Branch Locations

2001 Butterfield Rd Ste 1520, Downers Grove, IL 60515 • United States

Burr Ridge, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 04/2002 11/2022
Ameriprise Financial Services, Llc Downers Grove IL 11/2022 Present
Previous Registrations
Other Businesses

Outside Employment; Village of Burr Ridge; Village Trustee - Bi-monthly meeting on approving village business; ; 7660 County Line Road, , Burr Ridge, IL, 60527; Not Investment-Related; 05/01/2020; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-22
S63 Uniform Securities Agent State Law Examination 2002-06-06
  • S66 Uniform Combined State Law Examination
    2007-02-22
  • S63 Uniform Securities Agent State Law Examination
    2002-06-06
Other Names
  • Russell P Smith

View on SEC IAPD

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