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333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-08-20 |
Branch Locations
3500 Wiseman Blvd, San Antonio, TX 78251-4321 • United States
12711 N. Meridian Street, Carmel, IN 46032 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Frost Bank/Frost Brokerage Services, Inc. /Frost Investment Svcs | San Antonio | TX | 02/2008 | 08/2024 |
| Capital Group / Capital Client Group, Inc. | San Antonio | TX | 08/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-01-07 |
| S63 | Uniform Securities Agent State Law Examination | 2002-06-07 |
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