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Current Employers
Level Four Capital Management

12400 Coit Road Suite 700, Dallas, TX 75251 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-11-22
  • TX RA
    APPROVED
    Since 2019-11-22

Branch Locations

12400 Coit Road Suite 700, Dallas, TX 75251 • United States

Level Four Advisory Services

12400 Coit Road Suite 700, Dallas, TX 75251 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-07-03
  • TX RA
    APPROVED
    Since 2013-07-03

Branch Locations

12400 Coit Road Suite 700, Dallas, TX 75251 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Plano TX 06/2013 10/2020
Level Four Advisory Services Llc Plano TX 07/2013 Present
Level Four Financial, Llc Dallas TX 10/2020 Present
Level Four Capital Management Dallas TX 11/2019 Present
  • 06/2013 → 10/2020
    Plano, TX
  • 07/2013 → Present
    Level Four Advisory Services Llc
    Plano, TX
  • 10/2020 → Present
    Level Four Financial, Llc
    Dallas, TX
  • 11/2019 → Present
    Dallas, TX
Previous Registrations
Other Businesses

1.7/1/2013: NON-VARIABLE INSURANCE - LEVEL FOUR INSURANCE SERVICES, LLC, 12400 COIT ROAD, STE 1000, DALLAS, TX 75251, AGENT - 20 HOURS PER MONTH/20 DURING TRADING. 2.08/12/2013 - LEVEL FOUR ADVISORY SERVICES LLC - REGISTERED INVESTMENT ADVISOR - (HYBRID) LEVEL FOUR ADVISORY SERVICES LLC - REGISTERED INVESTMENT ADVISOR, 12400 COIT ROAD, STE 1000, DALLAS, TX 75251, 140 HOURS PER MONTH/120 DURING TRADING. 3.09/03/2019 - LEVEL FOUR CAPITAL MANAGEMENT, LLC AN INVESTMENT RELATED ASSET MANAGEMENT RIA AND AFFILIATE OF LEVEL FOUR FINANCIAL, LOCATED IN DALLAS TX. START DATE 08/31/2019 - 20 HOURS PER MONTH, ALL DURING MARKET HOURS. 4.CRI CPA, 1117 BOLL WEEVIL CIRCLE, ENTERPRISE, AL 36330, COO OF LEVEL FOUR, INCOME PARTNER, START DATE NOV 2014, 40 HOURS PER MONTH/40 DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-04-26
  • S66 Uniform Combined State Law Examination
    2002-04-26
Other Names
  • George Brent Morton
  • G. Brent Morton

View on SEC IAPD

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