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12400 Coit Road Suite 700, Dallas, TX 75251 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-11-22 |
Branch Locations
12400 Coit Road Suite 700, Dallas, TX 75251 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-07-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Plano | TX | 06/2013 | 10/2020 |
| Level Four Advisory Services Llc | Plano | TX | 07/2013 | Present |
| Level Four Financial, Llc | Dallas | TX | 10/2020 | Present |
| Level Four Capital Management | Dallas | TX | 11/2019 | Present |
1.7/1/2013: NON-VARIABLE INSURANCE - LEVEL FOUR INSURANCE SERVICES, LLC, 12400 COIT ROAD, STE 1000, DALLAS, TX 75251, AGENT - 20 HOURS PER MONTH/20 DURING TRADING. 2.08/12/2013 - LEVEL FOUR ADVISORY SERVICES LLC - REGISTERED INVESTMENT ADVISOR - (HYBRID) LEVEL FOUR ADVISORY SERVICES LLC - REGISTERED INVESTMENT ADVISOR, 12400 COIT ROAD, STE 1000, DALLAS, TX 75251, 140 HOURS PER MONTH/120 DURING TRADING. 3.09/03/2019 - LEVEL FOUR CAPITAL MANAGEMENT, LLC AN INVESTMENT RELATED ASSET MANAGEMENT RIA AND AFFILIATE OF LEVEL FOUR FINANCIAL, LOCATED IN DALLAS TX. START DATE 08/31/2019 - 20 HOURS PER MONTH, ALL DURING MARKET HOURS. 4.CRI CPA, 1117 BOLL WEEVIL CIRCLE, ENTERPRISE, AL 36330, COO OF LEVEL FOUR, INCOME PARTNER, START DATE NOV 2014, 40 HOURS PER MONTH/40 DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-04-26 |
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