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Gina A Carosella

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Paramus, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-02-11
NJ RA APPROVED 2012-03-28
  • TX RA
    APPROVED_RES
    Since 2014-02-11
  • NJ RA
    APPROVED
    Since 2012-03-28

Branch Locations

115 W Century Rd, Paramus, NJ 07652 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Glen Rock NJ 03/2012 Present
Bank Of America, N.A. Glen Rock NJ 07/2012 Present
Previous Registrations
  • 2009-06-01 → 2012-04-11
    Morgan Stanley
    Paramus, NJ
  • 2008-03-01 → 2009-06-01
    Morgan Stanley & Co. Llc
    Ridgewood, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-11
S63 Uniform Securities Agent State Law Examination 2002-05-08
  • S66 Uniform Combined State Law Examination
    2008-02-11
  • S63 Uniform Securities Agent State Law Examination
    2002-05-08
Other Names
  • Gina Palermo
  • Gina Ellis
  • Gina Anne-Marie Carosella

View on SEC IAPD

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