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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-03-22 |
| WA | RA | APPROVED | 2005-11-14 |
Branch Locations
11127 Evergreen Way, Everett, WA 98204 • United States
Seattle, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Boeing Employee Credit Union | Everett | WA | 11/2005 | Present |
| Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) | Everett | WA | 11/2005 | Present |
1. 5/31/2007 - NON-VARIABLE INSURANCE DBA - BECU CREDIT UNION - BECU INVESTMENT SERVICES - NOT A CREDIT UNION EMPLOYEE; FIS. - EVERETT, WA. 2. 8/28/2018 - No Business Name - Investment Related - Kenmore, WA 98028 - Real Estate Rental - Start Date: 06/01/2018 - 1 Hour Per Month/0 Hours During Securities Trading - Rental of a house to a non-client. 3. 9/28/2020 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name BECU Investment Service - Start Date: 10/1/2005 - 160 Hours Per Month/8 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-05-31 |
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