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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-03-22
WA RA APPROVED 2005-11-14
  • TX RA
    APPROVED_RES
    Since 2013-03-22
  • WA RA
    APPROVED
    Since 2005-11-14

Branch Locations

11127 Evergreen Way, Everett, WA 98204 • United States

Seattle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Boeing Employee Credit Union Everett WA 11/2005 Present
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) Everett WA 11/2005 Present
  • 11/2005 → Present
    Boeing Employee Credit Union
    Everett, WA
  • 11/2005 → Present
    Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
    Everett, WA
Previous Registrations
Other Businesses

1. 5/31/2007 - NON-VARIABLE INSURANCE DBA - BECU CREDIT UNION - BECU INVESTMENT SERVICES - NOT A CREDIT UNION EMPLOYEE; FIS. - EVERETT, WA. 2. 8/28/2018 - No Business Name - Investment Related - Kenmore, WA 98028 - Real Estate Rental - Start Date: 06/01/2018 - 1 Hour Per Month/0 Hours During Securities Trading - Rental of a house to a non-client. 3. 9/28/2020 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name BECU Investment Service - Start Date: 10/1/2005 - 160 Hours Per Month/8 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-05-31
  • S66 Uniform Combined State Law Examination
    2002-05-31

View on SEC IAPD

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