Joseph Weston Norton

Employer firm

Creative Planning CRD 105348

$296B regulatory AUM 1,767 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 09/2019
  The Vanguard Group, Inc.
  Charlotte, NC
• 06/2021 → Present
  Creative Planning, Llc
  Overland Park, KS
• 09/2019 → 05/2021
  Alaris Acquisitions
  Charlotte, NC

Previous Registrations

• 2016-07-11 → 2019-09-27
  Vanguard Advisers, Inc.
  Charlotte, NC
• 2014-11-12 → 2016-05-11
  First Citizens Investor Services, Inc.
  Charlotte, NC
  Columbia, SC
• 2010-04-28 → 2011-04-19
  Msi Financial Services, Inc.
  Charlotte, NC
• 2009-01-27 → 2010-03-02
  Aegis Capital, Llc
  Mount Pleasant, SC
• 2004-07-09 → 2008-12-31
  Aegis Capital, Llc
  Mount Pleasant, SC
  Charlotte, NC
• 2005-07-05 → 2006-05-26
  Tca Financial Group, Llc
  Charlotte, NC
  Charlotte, NC

Exams

• S63 Uniform Securities Agent State Law Examination
  2009-09-16
• S66 Uniform Combined State Law Examination
  2002-07-30

Designations

• Certified Financial Planner

Other Names

• Wes Norton
• Joseph W. Norton
• Joseph Weston Norton
• Joseph W Norton