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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2018-11-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Spieles Insurance Agency | Vandalia | OH | 01/2004 | Present |
| Signator Investors, Inc. | Vandalia | OH | 12/2015 | 11/2018 |
| Osaic Wealth, Inc. | Vandalia | OH | 11/2018 | Present |
1. SIGNATURE FINANCIAL GROUP, LLC POSITION: I conduct investment and insurance business under this business name NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 12/11/2017 ADDRESS: 415 South Dixie Drive, Vandalia OH 45377, United States DESCRIPTION: sales / marketing of securities, investment advisory and insurance products 2. SIGNATURE FINANCIAL GROUP, LLC POSITION: agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 24 SECURITIES TRADING HOURS: 19 START DATE: 12/11/2017 ADDRESS: 415 South Dixie Drive, Vandalia OH 45377, United States DESCRIPTION: sales / marketing of fixed annuities and non-variable insurance
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-07-03 |
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