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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-05-20 |
| DE | RA | APPROVED | 2025-02-03 |
| PA | RA | APPROVED | 2025-02-03 |
Branch Locations
2961 Centerville Rd Suite 150, Wilmington, DE 19808 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vanguard Marketing Corporation | Malvern | PA | 02/2006 | 10/2016 |
| Vanguard Marketing Corporation | Malvern | PA | 02/2006 | 02/2025 |
| Vanguard Advisers, Inc. | Malvern | PA | 12/2023 | 02/2025 |
| Raymond James Financial Services Advisors, Inc. | Wilmington | DE | 02/2025 | Present |
| Raymond James Financial Services, Inc. | Wilmington | DE | 02/2025 | Present |
| Wheeler Financial Llc | Wilmington | DE | 02/2025 | Present |
Wheeler Financial LLC Not investment-related Wilmington, DE DBA/Support Company Advisor 02/2025 0 hours per month 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 2020-08-31 |
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