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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-20
DE RA APPROVED 2025-02-03
PA RA APPROVED 2025-02-03
  • TX RA
    APPROVED
    Since 2025-05-20
  • DE RA
    APPROVED
    Since 2025-02-03
  • PA RA
    APPROVED
    Since 2025-02-03

Branch Locations

2961 Centerville Rd Suite 150, Wilmington, DE 19808 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vanguard Marketing Corporation Malvern PA 02/2006 10/2016
Vanguard Marketing Corporation Malvern PA 02/2006 02/2025
Vanguard Advisers, Inc. Malvern PA 12/2023 02/2025
Raymond James Financial Services Advisors, Inc. Wilmington DE 02/2025 Present
Raymond James Financial Services, Inc. Wilmington DE 02/2025 Present
Wheeler Financial Llc Wilmington DE 02/2025 Present
  • 02/2006 → 10/2016
    Vanguard Marketing Corporation
    Malvern, PA
  • 02/2006 → 02/2025
    Vanguard Marketing Corporation
    Malvern, PA
  • 12/2023 → 02/2025
    Malvern, PA
  • 02/2025 → Present
    Wilmington, DE
  • 02/2025 → Present
    Raymond James Financial Services, Inc.
    Wilmington, DE
  • 02/2025 → Present
    Wheeler Financial Llc
    Wilmington, DE
Previous Registrations
Other Businesses

Wheeler Financial LLC Not investment-related Wilmington, DE DBA/Support Company Advisor 02/2025 0 hours per month 0 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-01
S63 Uniform Securities Agent State Law Examination 2020-08-31
  • S66 Uniform Combined State Law Examination
    2023-12-01
  • S63 Uniform Securities Agent State Law Examination
    2020-08-31
Other Names
  • Chris Webster Simmons

View on SEC IAPD

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