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Jacob Edward Moseley

O'SHaughnessy Asset Management, LLC

Stamford, CT

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Current Employers
O'SHaughnessy Asset Management, Llc

100 First Stamford Place, Stamford, CT 06902 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-10-08
  • CT RA
    APPROVED
    Since 2024-10-08

Branch Locations

100 First Stamford Place, Stamford, CT 06902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldman Sachs - Ayco Clifton Park NY 11/2005 06/2024
O'SHaughnessy Asset Management, Llc Stamford CT 06/2024 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-07
S63 Uniform Securities Agent State Law Examination 2003-07-21
  • S66 Uniform Combined State Law Examination
    2024-10-07
  • S63 Uniform Securities Agent State Law Examination
    2003-07-21
Other Names
  • Jacob Edward Moseley
  • Jacob E Moseley

View on SEC IAPD

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