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333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-06-11 |
Branch Locations
3500 Wiseman Blvd, San Antonio, TX 78251-4321 • United States
12711 N. Meridian Street, Carmel, IN 46032 • United States
San Antonio, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Funds Distributors, Inc. | San Antonio | TX | 08/2004 | 01/2021 |
| American Funds | San Antonio | TX | 01/2021 | 04/2023 |
| American Funds | San Antonio | TX | 04/2023 | Present |
LION'S MANE GENTLEMAN'S BARBERSHOP, LLC POSITION: Co-Owner NATURE: Barbershop INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 05/17/2021 ADDRESS: , SAN ANTONIO, TX 78258, United States DESCRIPTION: Recordkeeping, payroll, vendor mgmt, admin
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-06-03 |
| S63 | Uniform Securities Agent State Law Examination | 2002-05-14 |
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