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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2025-06-10 |
| IA | RA | APPROVED | 2022-04-13 |
| CO | RA | APPROVED | 2021-06-07 |
| TX | RA | APPROVED | 2018-03-11 |
Branch Locations
15303 North Dallas Parkway Tower Ii Suite 550, Addison, TX 75001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Minnesota Life Insurance Co | St Paul | MN | 04/2002 | 02/2018 |
| Securian Financial Services, Inc | St Paul | MN | 04/2002 | 02/2018 |
| Img Financial Group | Houston | TX | 04/2002 | 02/2018 |
| Kory Sean Pippin/Tda Financial Services Insurance | Houston | TX | 05/2008 | Present |
| Guardian Life Insurance Co Of America | Addison | TX | 03/2018 | 08/2018 |
| Park Avenue Securities, Llc | Addison | TX | 03/2018 | 08/2018 |
| Guardian Life Insurance Company | The Woodlands | TX | 08/2018 | 11/2024 |
| Park Avenue Securities | The Woodlands | TX | 08/2018 | 11/2024 |
| Guardian Life Insurance Company | Magnolia | TX | 06/2024 | Present |
| Park Avenue Securities | Magnolia | TX | 06/2024 | Present |
| Guardian Life Insurance Company | Addison | TX | 11/2024 | Present |
| Park Avenue Securities | Addison | TX | 11/2024 | Present |
1) EP3 Insurance Group LLC-Owner/agent for property and casualty products. Start date: 08/01/2025, Address: 15635 Audubon Park Dr Magnolia, TX 77354, 15 total hours per month; 15 during securities trading hours, Investment related, Less than 10% annual compensation, 2) Ash Brokerage-Insurance agent, Start date: 08/01/2025, Address: 15635 Audubon Park Dr Magnolia, TX 77354, 10 total hours per month; 10 during securities trading hours, Investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 2002-05-17 |
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