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Daniel J Pessy

Ubs Financial Services Inc.

Pittsburgh, PA

Pittsburgh, PA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2012-08-30
TX RA APPROVED_RES 2005-01-14
  • PA RA
    APPROVED
    Since 2012-08-30
  • TX RA
    APPROVED_RES
    Since 2005-01-14

Branch Locations

600 Grant Streetsuite 4650, Pittsburgh, PA 15219 • United States

1 Mellon Bank Center 500 Grant Street, 46Th Floor, Pittsburgh, PA 15219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Pittsburgh PA 12/1999 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-09-30
  • S66 Uniform Combined State Law Examination
    2002-09-30

View on SEC IAPD

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