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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-08 |
| NC | RA | APPROVED | 2004-02-12 |
Branch Locations
6148 Brookshire Blvd Ste D, Charlotte, NC 28216 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Securities Inc | Charlotte | NC | 12/2003 | Present |
| Principal Life Insurance Co | Charlotte | NC | 12/2003 | Present |
| Sage Financial Partners | Charlotte | NC | 08/2006 | Present |
***HEALTH INSURANCE,05/2010,SELLING GROUP AND INDIVIDUAL HEALTH INSURANCE THROUGH VARIOUS CARRIERS. ***OUTSIDE INSURANCE, BROKER, LTC, FIXED LIFE AND ANNUITIES, 9/23/11. ***Castle Real Estate Group, LLC; Not Investment Related; 6148 Brookshire Blvd, D, Charlotte, NC 28216; Co-owner; Buying rental property. Property selection, expenses, repair and maintenance.; Start Date: 02/01/2015; 8 hrs per month; 4 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-10-02 |
| S63 | Uniform Securities Agent State Law Examination | 2002-04-19 |
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