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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-11-15
IA RA APPROVED 2020-06-03
TX RA APPROVED_RES 2020-06-03
  • FL RA
    APPROVED
    Since 2024-11-15
  • IA RA
    APPROVED
    Since 2020-06-03
  • TX RA
    APPROVED_RES
    Since 2020-06-03

Branch Locations

4140 Grand Avenue, Des Moines, IA 50312 • United States

Winter Garden, FL • United States

Panora, IA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Gremler Financial Group Des Moines IA 06/1999 Present
Voya Financial Advisors Des Moines IA 09/2014 06/2020
Cambridge Investment Research, Inc. Fairfield IA 06/2020 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 06/2020 Present
  • 06/1999 → Present
    Gremler Financial Group
    Des Moines, IA
  • 09/2014 → 06/2020
    Voya Financial Advisors
    Des Moines, IA
  • 06/2020 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 06/2020 → Present
    Fairfield, IA
Previous Registrations
  • 2006-10-03 → 2020-06-10
    Red Oak, IA
    Des Moines, IA
    Overland Park, KS
    Des Moines, IA
    Des Moines, IA
    Nevada, IA
    Des Moines, IA
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 06/02/20 2) JOHN GREMLER WEALTH MANAGEMENT, 4140 GRAND AVE, DES MOINES, IA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES,05/01/02, NIR, 40/wk- 0/TRADING 3) JOHN GREMLER FINANCIAL GROUP, 4140 GRAND AVE, DES MOINES, IA, S-CORP, 01/01/16, INV REL, OWNER, 40/WK- 1/TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-08-01
S63 Uniform Securities Agent State Law Examination 2002-07-01
  • S65 Uniform Investment Adviser Law Examination
    2006-08-01
  • S63 Uniform Securities Agent State Law Examination
    2002-07-01

View on SEC IAPD

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