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Barton Craig Francis

Oxford Financial Group, Ltd

Palm Beach, FL

Carmel, IN

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Current Employers
Oxford Financial Group, Ltd

11711 North Meridian Street Suite 600, Carmel, IN 46032 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-05-11
  • FL RA
    APPROVED
    Since 2023-05-11

Branch Locations

231 Royal Palm Way Suite 301, Palm Beach, FL 33480 • United States

11711 North Meridian Street Suite 600, Carmel, IN 46032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bessemer Investor Services, Inc. Palm Beach FL 03/2010 02/2023
Oxford Financial Group, Ltd. Palm Beach FL 03/2023 Present
Previous Registrations
  • 2009-10-23 → 2010-03-16
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Palm Beach, FL
  • 2008-04-09 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Palm Beach, FL
  • 2004-07-13 → 2007-07-20
    Pricewaterhousecoopers Investment Advisers Llc
    Washington, DC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-07
  • S66 Uniform Combined State Law Examination
    2008-04-07
Designations
Other Names
  • Barton Francis

View on SEC IAPD

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