Ryan Vincent Sapp

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 11/2017
  National Planning Corporation
  Baltimore, MD
• 11/2017 → Present
  Lpl Financial Llc
  Bel Air, MD

Previous Registrations

• 2005-10-04 → 2017-11-29
  National Planning Corporation
  Hunt Valley, MD
  Bel Air, MD
  Baltimore, MD
  Baltimore, MD
  Los Angeles, CA
• 2002-10-11 → 2005-08-29
  Morgan Stanley Dw Inc.
  Bel Air, MD
• 2001-04-06 → 2002-07-31
  Legg Mason Wood Walker, Incorporated
  Baltimore, MD

Other Businesses

1. 11/29/2017 - No Business Name - Not Investment Related - HARTFORD/BALTIMORE COUNTY MD - Other-Coach/Sports - SOCCER REFEREE - Started 3/26/2017 - 12 Hours Per Month/0 Hours During Securities Trading. 2. 11/29/2017 - Highland Capital Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - AGENT - Start 2005 - 1 Hour Per Month During Securities Trading. 3. 11/29/2017 - No Business Name - Not Investment Related - Outside/W-2 Employment - Started 6/20/2015 - 25 Hours Per Month/0 Hours During Securities Trading - LABORER/ LAWN MAINTENANCE. 4. 11/29/2017 - No Business Name - Not Investment Related - 723 Reedy Circle, Bel Air, MD 21014 - Real Estate Rental - Landlord - Start Date 11/1/2017 - 0 Hours Per Month.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-03-13
• S63 Uniform Securities Agent State Law Examination
  2000-05-30

Other Names

• Ryan Vincent Sapp