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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-31
NY RA APPROVED 2022-07-31
  • TX RA
    APPROVED
    Since 2024-01-31
  • NY RA
    APPROVED
    Since 2022-07-31

Branch Locations

163-20 Northern Blvd., Flushing, NY 11358 • United States

35-36 154Th St, Flushing, NY 11354 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Brooklyn NY 05/2016 10/2019
J.P. Morgan Securities Llc Brooklyn NY 10/2019 Present
Jpmorgan Chase Bank, N.A. Brooklyn NY 10/2019 Present
  • 05/2016 → 10/2019
    Jpmorgan Chase
    Brooklyn, NY
  • 10/2019 → Present
    Brooklyn, NY
  • 10/2019 → Present
    Jpmorgan Chase Bank, N.A.
    Brooklyn, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-29
S63 Uniform Securities Agent State Law Examination 2016-07-08
  • S66 Uniform Combined State Law Examination
    2022-07-29
  • S63 Uniform Securities Agent State Law Examination
    2016-07-08
Other Names
  • Wilson Wu
  • Zhan Wu
  • Zhan Peng Wu

View on SEC IAPD

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