Gary L Shumate

Current Employers

Employment History

• 11/2013 → 12/2025
  Saxony Securities
  St. Louis, MO
• 11/2013 → 12/2025
  Saxony Capital Management
  St. Louis, MO
• 01/2026 → Present
  Osaic Wealth, Inc.
  Wyomissing, PA

Previous Registrations

• 2025-01-02 → 2025-12-31
  Saxony Capital Management, Llc
  Saint Louis, MO
  Dowingtown, PA
• 2013-11-14 → 2024-12-31
  Saxony Capital Management, Llc
  Downingtown, PA
  Saint Louis, MO
• 2011-03-21 → 2013-10-23
  Morgan Stanley
  Bryn Mawr, PA
  Philadelphia, PA
  Short Hills, NJ
• 2010-03-24 → 2011-03-23
  Hsbc Securities (Usa) Inc.
  Philadelphia, PA

Other Businesses

1. 963 PROPERTIES, LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/02/2012 ADDRESS: 238 Truman Way, Downingtown PA 19335-5306, United States DESCRIPTION: Collect Rent and pay bills 2. MKS PROPERTIES, LLC POSITION: Owner NATURE: LLC for 5 unit Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 11/02/2015 ADDRESS: 238 Truman Way, Downingtown PA 19335-5306, United States DESCRIPTION: Real Estate rental property. I am transitioning this to a property manager starting in January. 3. BROS KEEPER POSITION: Owner NATURE: LLC - Real Estate holding company INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/28/2025 ADDRESS: 6761 Chrisphalt Drive, Bath PA 18014, United States DESCRIPTION: Real Estate holding company 4. GARY SHUMATE - FIXED INSURANCE POSITION: Agent - Insurance Producer NATURE: Insurance Agency for Fixed Annuities, Life Insurance, Disability and LTC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2026 ADDRESS: 1436 Penn Ave, Suite B, Wyomissing PA 19610, United States DESCRIPTION: Sales and service of fixed insurance and annuities

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-03-22
• S63 Uniform Securities Agent State Law Examination
  2005-03-01

Other Names

• Gary L Shumate