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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2010-08-12
  • IN RA
    APPROVED
    Since 2010-08-12

Branch Locations

9998 Crosspoint Blvd, Ste 400, Indianapolis, IN 46256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nuvox Communications,Llc. Indianapolis IN 06/2000 Present
Northwestern Mutual Life Insurance Co. Milwaukee WI 04/2002 Present
Northwestern Mutual Services,Llc Indianapolis IN 04/2002 Present
Northwestern Mutual Investment Services, Llc Indianapolis IN 08/2010 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 06/2015 Present
  • 06/2000 → Present
    Nuvox Communications,Llc.
    Indianapolis, IN
  • 04/2002 → Present
    Northwestern Mutual Life Insurance Co.
    Milwaukee, WI
  • 04/2002 → Present
    Northwestern Mutual Services,Llc
    Indianapolis, IN
  • 08/2010 → Present
    Indianapolis, IN
  • 06/2015 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-08-10
S63 Uniform Securities Agent State Law Examination 2002-07-09
  • S65 Uniform Investment Adviser Law Examination
    2010-08-10
  • S63 Uniform Securities Agent State Law Examination
    2002-07-09

View on SEC IAPD

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