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CRD 4520062
Osaic Institutions, Inc. CRD 35371
$6.49B regulatory AUM 7 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
538 Preston Avenue, Meriden, CT 06450-4858 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2019-04-01 |
Branch Locations
75 Alden Road, Fairhaven, MA 02719 • United States
330 Swansea Mall Drive 1 Baycoast Place, Swansea, MA 02777 • United States
23 Elm Street, New Bedford, MA 02740 • United States
81 Troy Street, Fall River, MA 02721 • United States
148 Pleasant Street, Fall River, MA 02723 • United States
310 Airport Rd, Fall River, MA 02720 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Roosevelt & Cross, Incorporated | Providence | RI | 02/2005 | 01/2017 |
| Oppenheimer & Co. Inc. | Falls River | MA | 01/2017 | 03/2019 |
| Infinex Investments, Inc. | Meriden | CT | 04/2019 | Present |
| Bay Coast Bank | Swansea | MA | 03/2019 | Present |
1.) BayCoast Bank. Business Devolopment Officer. Started Marhc 2019. Yes, Investment related. Approx 68 hours per month during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-06-02 |
| S63 | Uniform Securities Agent State Law Examination | 2002-08-29 |
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