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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-02-11 |
| CA | RA | APPROVED | 2021-10-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Fresno | CA | 06/2009 | 09/2021 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 09/2021 |
| Lpl Financial Llc | Fresno | CA | 09/2021 | Present |
1. 11/17/2021 - Backowski Financial, Inc. - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 11/16/2021 - 5 Hours Per Month/0 Hours During Securities Trading. 2. 09/11/2023 - Backowski Family LP - Real Estate Rental - Investment Related - Fresno, CA - Start Date 09/05/2023 - 0 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-08-05 |
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