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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2024-02-26 |
| TX | RA | APPROVED_RES | 2024-02-07 |
Branch Locations
315 Royal Street, Natchitoches, LA 71457 • United States
Woodworth, LA • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regions Bank | Broussard | LA | 11/2013 | 08/2022 |
| Cetera Investment Servces Llc | Broussard | LA | 11/2013 | 08/2022 |
| Cetera Investment Advisers Llc | Broussard | LA | 01/2014 | 08/2022 |
| Mml Investors Services, Llc | Alexandria | LA | 08/2022 | 02/2024 |
| Massmutual Life Insurance Company | Alexandria | LA | 08/2022 | 02/2024 |
| Hancock Whitney Bank | Gulfport | MS | 02/2024 | Present |
| Cetera Investment Services Llc | Saint Cloud | MN | 02/2024 | Present |
| Cetera Investment Advisers Llc | Natchitoches | LA | 02/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-04-22 |
| S63 | Uniform Securities Agent State Law Examination | 2006-03-08 |
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