Chad Anthony Pugh

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → 08/2022
  Regions Bank
  Broussard, LA
• 11/2013 → 08/2022
  Cetera Investment Servces Llc
  Broussard, LA
• 01/2014 → 08/2022
  Cetera Investment Advisers Llc
  Broussard, LA
• 08/2022 → 02/2024
  Mml Investors Services, Llc
  Alexandria, LA
• 08/2022 → 02/2024
  Massmutual Life Insurance Company
  Alexandria, LA
• 02/2024 → Present
  Hancock Whitney Bank
  Gulfport, MS
• 02/2024 → Present
  Cetera Investment Services Llc
  Saint Cloud, MN
• 02/2024 → Present
  Cetera Investment Advisers Llc
  Natchitoches, LA

Previous Registrations

• 2022-09-02 → 2024-01-31
  Mml Investors Services, Llc
  West Monroe, LA
  Alexandria, LA
• 2014-01-21 → 2022-08-12
  Cetera Investment Advisers Llc
  New Iberia, LA
  Broussard, LA
• 2013-11-27 → 2014-01-21
  Cetera Investment Services Llc
  Hoover, AL
  New Iberia, LA
  St Cloud, MN
  Broussard, LA
  Baton Rouge, LA
• 2013-04-29 → 2013-11-15
  Hancock Whitney Investment Services Inc.
  Baton Rouge, LA
  New Orleans, LA
  Baton Rouge, LA
  Baton Rouge, LA
  Baton Rouge, LA
  Baton Rouge, LA

Exams

• S66 Uniform Combined State Law Examination
  2013-04-22
• S63 Uniform Securities Agent State Law Examination
  2006-03-08