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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-02-26
TX RA APPROVED_RES 2024-02-07
  • LA RA
    APPROVED
    Since 2024-02-26
  • TX RA
    APPROVED_RES
    Since 2024-02-07

Branch Locations

315 Royal Street, Natchitoches, LA 71457 • United States

Woodworth, LA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Regions Bank Broussard LA 11/2013 08/2022
Cetera Investment Servces Llc Broussard LA 11/2013 08/2022
Cetera Investment Advisers Llc Broussard LA 01/2014 08/2022
Mml Investors Services, Llc Alexandria LA 08/2022 02/2024
Massmutual Life Insurance Company Alexandria LA 08/2022 02/2024
Hancock Whitney Bank Gulfport MS 02/2024 Present
Cetera Investment Services Llc Saint Cloud MN 02/2024 Present
Cetera Investment Advisers Llc Natchitoches LA 02/2024 Present
  • 11/2013 → 08/2022
    Regions Bank
    Broussard, LA
  • 11/2013 → 08/2022
    Cetera Investment Servces Llc
    Broussard, LA
  • 01/2014 → 08/2022
    Broussard, LA
  • 08/2022 → 02/2024
    Alexandria, LA
  • 08/2022 → 02/2024
    Massmutual Life Insurance Company
    Alexandria, LA
  • 02/2024 → Present
    Hancock Whitney Bank
    Gulfport, MS
  • 02/2024 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 02/2024 → Present
    Natchitoches, LA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-04-22
S63 Uniform Securities Agent State Law Examination 2006-03-08
  • S66 Uniform Combined State Law Examination
    2013-04-22
  • S63 Uniform Securities Agent State Law Examination
    2006-03-08

View on SEC IAPD

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